Senior Compliance Officer

For one of our clients, a private bank based in Geneva, we are looking for a :

SENIOR COMPLIANCE OFFICER

Job description

• Ensure adequacy of internal procedures with legal and group requirements
• Ensure that existing procedures are respected at all time
• Keep continuously informed of legal and regulatory changes related to the banking industry
• Participate in the client acceptance process of new clients (all risk categories including EAM)
• Participate in the client review process of existing clients (all risk categories including EAM)
• Conduct ad hoc compliance enhanced assessment as and when required
• AML transactions monitoring
• Sanctions transactions  filtering
• Train staff on compliance regulatory and legal topics applicable to the Bank, in particular Front Office staff members and new joiners
• Handle legal proceedings with and reporting to external lawyers and relevant authorities where required
• Provide required information and documentation to internal and external auditors as well as to the Parent Company in accordance with the regular reporting requirements
• Address general compliance assignments such as cross-border, LSFin, MFID II, market behavior, etc.
• Other compliance assignments entrusted by the Head of Compliance from time to time

Profile required

• Swiss university degree in Business/Finance/Law Economics preferably with a Certificate in Compliance Management
• Minimum 3 years in a banking industry at a management level in Compliance environment
• At ease with Olympic, Fircosoft, MS Office
• At ease with digital equipment, solution orientated, analytic abilities
• Results oriented, integrity and pro-activity
• Client oriented, quality oriented, team player and flexibility
• Fluent in english and french, portuguese a plus

All files will be treated with the utmost confidentiality